WEBINAR

REGULATORY INTERVENTIONS:
Pre-emptive Tech-Enabled Strategies to meet Regulatory Challenges

With ever-growing regulatory complexity, scrutiny and ever-higher stakes, firms need to be prepared. Our panel of experts from Control Now will discuss why and when regulators intervene, common triggers such as data inconsistencies and reporting discrepancies and immediate actions you can take during an investigation.

We’ll also introduce a simple four-point framework to help your firm avoid regulatory pitfalls and ensure compliance. Attendees will gain practical insights into how to minimise risk, improve reporting accuracy and reduce the chances of falling foul of the regulator.

Join us for this webinar, where you'll learn:

⚡ Genuine insights direct from the field of regulatory reporting
⚡ What to expect should the regulator come knocking
⚡ Best practices to help ensure your tech is ready for the regulator
⚡ A Q&A session with our experts and a chance to ask any questions

Webinar details:
📍 Online via Zoom
📅 Thursday, 26th September
🕛 10:00 - 11:00 (UK Time)

If you or your organisation is involved with transaction reporting and improving data accuracy, this webinar is for you!

Complete the form below to register.

Thank you for your interest in this webinar, to reserve your seat, please complete the form below. Upon completion, check your email for important event details.
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Mark Qualter
Chief Financial Officer
Control Now

About Mark Qualter

Murray helped co-found Control Now in 2017, on a mission to improve the everchanging transaction reporting landscape through a combination of breakthrough technology, expertise and client service. 

With years of hands on experience, Murray is well-versed with the challenges that today's transaction reporting specialists face.

Our speaker panel

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Murray Abel

Co-founder and Managing Director
Control Now

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Chris Mason

Relationship Manager
REGIS-TR

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Mark St John Qualter

Chief Commercial Officer
Control Now

Our speaker panel

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Murray Abel

Co-founder and Managing Director
Control Now

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Mark St John Qualter

Chief Commercial Officer
Control Now

Hear from industry experts

Join our webinar and learn all about regulatory intervention, including how to prevent and what to do if the situation should arise.

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What

Understand exactly what it means when a regulator decides to investigate an organisation

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Why

Learn why regulators investigate firms and why it's important to keep in their good books

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How

Discover how to keep on the right side of the regulator and what to do if they come knocking

Control Now, 2024